Compliance Officer

1 settimana fa

Milano, Italia Deutsche Bank A tempo pieno

**Details of the role**

This role is within the Italy Compliance Advisory team and covers a wide array of Compliance responsibilities for the International Private Bank Division, including advice, advocacy, product/service review and approval, marketing and financial promotions review, training, surveillance and monitoring of controls as part of our comprehensive programme for ensuring compliance with local laws and regulations as well as the global, regional and local standards, policies and procedures of Deutsche Bank, with the ultimate aim of protecting the interests of our clients and the integrity and reputation of Deutsche Bank.

**Key responsibilities**
- Advise and support the coverage of Italian-based businesses on applicable laws and regulations, including the provision of impact analyses, and the development of responses to, and implementation of, new regulations.
- Contribute to the operation of select controls e.g. participating in the New Product Approval process by reviewing new business initiatives for consistency with regulatory requirements and reviewing marketing material against minimum standards.
- Ensure global and local Compliance policies and procedures are reviewed and updated on a timely basis, incorporating regulatory changes and industry best practice.
- Assist in the execution of ad-hoc and key Compliance project work, and the timely resolution of regulatory or internal investigations and enquiries.
- Conduct regular compliance risk assessments, considering an array of contextual data including regulation, policies, procedures, controls, training and governance structures, escalating and assisting in the remediation of any identified gaps.
- Execute controls, based on the annual monitoring plan and report controls to local Governing Bodies and to Global Compliance functions.

**Your skills and experiences**
- At least 4 years of experience in Compliance or Legal or Control Functions
- Knowledge of financial products
- Good understanding of investment and banking services
- Curious, accountable, innovative, solution-oriented, persuasive personality with thorough analytical approach
- Able to work independently and to interact with Senior management
- Excellent verbal and writing skills in Italian and in English
- Excellent skills to work with colleagues in a collaborative and constructive manner
- Ability to produce high quality reports / presentations
- Conducting oneself with the highest professional standards
- Fluency in English

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

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