Compliance Advisory Specialist

2 settimane fa

Milano, Italia ING A tempo pieno

The Compliance advisory specialist identifies, assesses, advises on, monitors and reports under the supervision and coordination of Conduct Compliance & Culture (CC&C) Manager on the bank’s compliance risk, defined as the risk of impairment of ING Group’s integrity, leading to damage to ING’s reputation, legal or regulatory sanctions, or financial loss, as a result of a failure (or perceived failure) to comply with applicable laws, regulations and standards.

The responsibility of the Compliance function is to proactively:

- identify, assess and monitor the compliance risks faced by ING Bank Italy;
- assist, support and advise Management in fulfilling its compliance responsibilities;
- advise any employee or officer with respect to their (personal) compliance obligations thereby helping ING Bank Italy to carry on business successfully and in conformity with external and internal standards.

Team Objective
- Creating awareness on Compliance risks of external legislation and regulations towards the business unit;
- Supporting the CC&C Manager in advising Management and advocating how to limit the Compliance risks by assisting Management, who maintains primary responsibility, in translating the relevant legislation and regulations into rules and controls governing the internal business operations;
- Independently assessing and monitoring the realization of risk mitigation activities and remediation plans;
- Supporting the CC&C Manager fostering the creation of a sense of responsibility for preventing and limiting risks by adapting the internal business operations and monitoring the realization of plans;
- Creating awareness and developing training and education;
- Supporting the CC&C Manager for the regulatory reporting to and ad hoc request from the National Competent Authorities and periodic reporting to Head Office.

**Key Responsibilities**
- Consult, collaborate, advise in bank’s projects in order to identify compliance risks and implement risk mitigating measures, with clear and concrete procedures and guidelines; in particular, giving input into internal procedures, control frameworks and tools, in accordance to the regulatory requirements;
- Assistance to all areas of the bank regarding advise on compliance policies, procedures, guidelines, with particular reference to insurance and investment products;
- Willingness to expand knowledge to include areas not previously approached;
- Review and implement internal procedures and ING Bank Italy compliance policies;
- Supporting in conducting Compliance Risk Assessment;
- Monitoring new regulatory developments affecting the Bank’s products and processes and proactively identify potential gaps with the resulting regulatory framework;
- Development, maintenance and conducting of an on-going Compliance training and education programs, to promote a strong compliance culture, awareness and understanding of compliance standards, procedures and guidelines and of compliance-relevant issues.

**Job Competencies**
- Sound knowledge of main regulations on the provision of investment services (MIFiD, TUF, SFDR), market transparency (MAR, PAD, COI);
- Ability and willingness to translate into clear and practical actions external regulations and Group requirements, always interacting in a constructive manner with internal contacts;
- Ability to identify potential Compliance risks and address the development of solutions to prevent them;
- Ability to properly and effectively communicate at different levels (verbal/written skills);
- Sharp ability to identify and diagnose compliance related issues;
- Understanding of both Retail and Wholesale banking products and processes.

**Experience and qualifications**:

- You have 8+ years of experience in risk and or business area;
- You have a university degree or equivalent.

**Technical, language and other specialized skills**:

- You have an excellent level of English (verbal/written);
- You have excellent collaboration skills and ability to work across functional and geographic lines;
- You have analytical skills and sound judgement;
- You deliver and communicate in a clear, concrete and concise way.

**Soft skills**
- You are a team player who can work as part of a multidisciplinary team with a can-do mentality;
- You have strong decision-making skills;
- You maintain positive and constructive relationship with your stakeholders;
- You stimulate cross-function and cross-border interaction and alignment;
- You are recognized for your integrity and moral judgment;
- You ask and give constructive feedback.

**Requirements**:

- Previous Experience in Risk/Business Control/Legal/Organizzazione/ Compliants Departments;
- English knowledge;
- University degree or higher.

**Duration**: Permanent

**Location**: Milan

  • Compliance Advisory Specialist

    3 settimane fa

    Milano, Italia ING Bank N.V. A tempo pieno

    The Compliance advisory specialist identifies, assesses, advises on, monitors and reports under the supervision and coordination of Conduct Compliance & Culture (CC&C) Manager on the bank’s compliance risk, defined as the risk of impairment of ING Group’s integrity, leading to damage to ING’s reputation, legal or regulatory sanctions, or financial...

  • Compliance Advisory Specialist

    2 settimane fa

    Milano, Italia Ing Bank N.V. A tempo pieno

    The Compliance advisory specialist identifies, assesses, advises on, monitors and reports under the supervision and coordination of Conduct Compliance & Culture (CC&C) Manager on the bank's compliance risk, defined as the risk of impairment of ING Group's integrity, leading to damage to ING's reputation, legal or regulatory sanctions, or financial loss, as a...

  • Compliance Advisory Specialist

    3 settimane fa

    Milano, Italia ING Bank N.V. A tempo pieno

    The Compliance advisory specialist identifies, assesses, advises on, monitors and reports under the supervision and coordination of Conduct Compliance & Culture (CC&C) Manager on the bank’s compliance risk, defined as the risk of impairment of ING Group’s integrity, leading to damage to ING’s reputation, legal or regulatory sanctions, or financial...

  • Compliance Risk Advisory Senior and Managing Consultant

    4 settimane fa

    Milano, Italia Marsh McLennan Companies A tempo pieno

    Description: Compliance Risk Advisory Senior and Managing Consultant Marsh Advisory è una società di consulenza manageriale che offre servizi e soluzioni di gestione del rischio per grandi e medie imprese. Marsh Advisory è parte del Gruppo internazionale Marsh McLennan. Siamo alla ricerca di una persona motivata e competente che abbia...

  • Compliance Risk Advisory Senior and Managing Consultant

    1 mese fa

    Milano, Italia Marsh McLennan Companies A tempo pieno

    Description: Compliance Risk Advisory Senior and Managing Consultant Marsh Advisory è una società di consulenza manageriale che offre servizi e soluzioni di gestione del rischio per grandi e medie imprese. Marsh Advisory è parte del Gruppo internazionale Marsh McLennan. Siamo alla ricerca di una persona motivata e competente...

  • Technical Advisory Specialist

    1 settimana fa

    Milano, Italia LSP Renewables A tempo pieno

    Sector: Solar Types: Perm Location: Italy Region: Milan Country: Italy Salary/Rate: Competitive **JOB ID: #4916** **Technical Advisory Specialist - Solar PV** **Location**: Milan/Remote, Italy LSP Renewables have partnered with an international technical advisory business in the renewables space to recruit a Technical Advisory Specialist in...

  • Compliance Specialist

    4 settimane fa

    Milano, Italia MANPOWER ITALIA A tempo pieno

    Manpower, divisione Business Professional, per conto di importante azienda operante nel settore assicurativo/bancario, ricerca una figura COMPLIANCE SPECIALIST.  La risorsa verrà inserità nell'unità compliance dell'azienda e si occuperà di:  - verificare la correttezza della documentazione secondo il GDPR - assicurare la conformità della...

  • Compliance Specialist

    1 settimana fa

    Milano, Lombardia, Italia MANPOWER ITALIA A tempo pieno

    Manpower, divisione Business Professional, per conto di importante azienda operante nel settore assicurativo/bancario,ricerca una figura COMPLIANCE SPECIALIST. La risorsa verrà inserità nell'unità compliance dell'azienda e si occuperà di: - verificare la correttezza della documentazione secondo il GDPR - assicurare la conformità della documentazione...

  • Compliance Specialist

    4 settimane fa

    Milano, Italia GIGROUP A tempo pieno

    Per azienda multinazionale operante nel settore farmaceutico con Head office su Milano ricerchiamo una figura di: COMPLIANCE SPECIALIST Svolgerà la funzione di Compliance specialist all’interno della divisione c& T. Supporto al Compliance e Training manager nell’attuazione delle politiche e delle linee guida aziendali. **ATTIVITA’...

  • Advisory - Junior Consultant Grc

    4 settimane fa

    Milano, Italia Pirola Pennuto Zei & Associati A tempo pieno

    **Advisory - Junior Consultant GRC - Milan**: - Job ID: 668- City: Milan- Area of activity: Advisory- Experience level: Graduate**Fidiger Advisory S.p.A.**, società di consulenza appartenente al network Pirola Pennuto Zei & Associati, ricerca **laureandi e neolaureati** da inserire nella divisione **Governance Risk & Compliance** della sede di...

  • Consultant/Manager Governance, Risk

    3 giorni fa

    Milano, Italia Tn Italy A tempo pieno

    col-wideJob Description:Internal AuditAnalisi, progettazione e valutazione di efficacia dei processi amministrativo-contabili delle aziende clientiAssurance sulle procedure amministrativo - contabili ex L. 262/2005 e SOXRisk ManagementVerifica dei processi di supporto ai Modelli di Organizzazione, Gestione e Controllo ex D.lgs. 231/2001Supporto per le...

  • Risk & Compliance Consultant Categoria Protetta

    1 settimana fa

    Milano, Italia Jobmetoo A tempo pieno

    Annuncio dedicato alle persone appartenenti alle categorie protette - legge 68/99. Seltis Hub D&I ricerca per importante azienda operante nell'ambito della consulenza un/a CONSULTANT - Risk & Compliance appartenente alle categorie protette. La risorsa, inserita all'interno del team Advisory - Risk Advisory Services, acquisirà ottime competenze nelle...

  • Consultant/Manager Governance, Risk

    1 settimana fa

    Milano, Italia Page Personnel A tempo pieno

    Internal Audit Analisi, progettazione e valutazione di efficacia dei processi amministrativo-contabili delle aziende clienti Assurance sulle procedure amministrativo - contabili ex L. 262/2005 e SOX Risk Management Verifica dei processi di supporto ai Modelli di Organizzazione, Gestione e Controllo ex D.lgs. 231/2001 Supporto per le risorse più junior del...

  • Italy Compliance Specialist

    4 settimane fa

    Milano, Italia Amplifon Group A tempo pieno

    **Who we are**Amplifon is an Italian multinational company and the global leader in hearing care solutions and services for retail expertise, customization, and consumer care. More than 19,300 professionals every day in a network more than 9,400 points of sale give back the joy of hearing, feeling, and living to thousands of people across the world.In...

  • Compliance Specialist

    4 settimane fa

    Milano, Italia GIGROUP A tempo pieno

    HiRevo Banking& Per azienda cliente, una delle principali società di gestione patrimoniale al mondo, ricerchiamo TEMPORARY COMPLIANCE MANAGER La risorsa sarà inserita in un Team di professionisti che ha l’obiettivo di proteggere la reputazione aziendale, fornire consulenza focalizzata sul cliente, analizzare e offrire consulenza sull'impatto della...

  • Compliance Specialist

    7 giorni fa

    Milano, Italia Edison A tempo pieno

    **Gas Asset**: - Data pubblicazione: 09.06.2023 - Sede: MILANO - Contratto: Regular (Tempo Indeterminato) - Codice posizione: JOB_POSTING-3-1907 - Esperienza: 0 - 2 anni - Titolo di studio: Laurea / Master / Phd - Settore di studi: Economico - Candidature: 0 Nell’ambito della Divisione e in particolare della Direzione Market Design, Compliance & Business...

  • Compliance Specialist

    4 settimane fa

    Milano, Italia Guber Banca A tempo pieno

    Guber Banca è una challenger bank innovativa, dinamica e in rapida crescita dove il digitale si fonde con il fattore umano. Nati oltre 30 anni fa come operatore specializzato nel credit management, dal 2018 siamo la prima banca italiana ad aver ricevuto ex novo l’autorizzazione dalla Banca Centrale Europea. Il nostro approccio al mercato e la nostra...

  • Compliance and AML Specialist

    3 settimane fa

    Milano, Italia BFF Banking Group A tempo pieno

    BFF Banking Group is the largest specialized finance operator in Italy and a leader in Europe in managing and securitizing non-performing commercial credits owed to Public Administrations. The Group is also a leader in Italy in Securities Services and banking payment services. Operating since 1985 and listed on the Italian Stock Exchange, BFF is experiencing...

  • Compliance Specialist

    4 settimane fa

    Milano, Italia RGI Group A tempo pieno

    La risorsa, riportando all’Head of Group Compliance, nell’ambito di un team composto anche da un’altra risorsa più senior, si interfaccerà con le varie funzioni aziendali per offrire supporto in ambito Compliance. Le attività in cui verrà coinvolta sono di supporto quotidiano alle funzioni interne in ambito compliance con particolare riferimento...

  • Compliance Specialist Area Hse

    4 settimane fa

    Milano, Italia Ars Edizioni informatiche srl A tempo pieno

    posizione lavorativa: Compliance specialist area HSE Siamo alla ricerca di una persona da inserire nell’organico di ARS Edizioni informatiche (casa editrice giuridica con un reparto di sviluppo sofware gestionali orientati alla compliance in ambito HSE) come supporto tecnico allo sviluppo di applicativi web ed all'attività della nostra redazione...