Auditor Global Wealth Management

2 settimane fa

Milano, Italia UBS A tempo pieno

Italy
- Audit
- Group Functions

**Job Reference #**
- 279554BR

**City**
- Milano

**Job Type**
- Full Time

**Your role**
- Are you a sharp evaluator of risk? Do you have specific experience in wealth management risk and control assessment? Can you investigate complex situations and propose solutions?
- We’re looking for a Global Wealth Management auditor who can:
- Conduct or work on audits of our Global Wealth Management business area primarily, provide practical, innovative and value-added solutions to issues identified
- Analyse and assess risks arising from both the business and support functions (investment suitability, supervision, cross-border, AML and KYC), assumed by both the business and support functions
- Identify and evaluate the effectiveness of controls designed to address those risks
- Document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS senior management
- Develop recommendations for items that solution owners should consider when finalizing their action plans
- Review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
- Complete quarterly continuous risk assessments of auditable areas
- Successfully collaborate with peers in and across divisional / functional audit teams regionally and globally.

**Your Career Comeback**

**Your team**
- You will be working in the GWM Europe audit team in Group Internal Audit team and you will based in Milan. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
- We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Wealth Management business across Europe.

**Your expertise**
- You have:
- A university degree
- Proven experience of at least 5 years in audit, compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function
- A detailed understanding of banking and wealth management operations and regulations, including Suitability, Anti-Money Laundering and Know Your Customer
- Great communication skills, willingness to challenge and be challenged
- Strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods

You are:
- Reliable when working independently, with sound judgment for when to escalate issues
- Able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
- Risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products
- A flexible and committed team player willing to travel to other UBS locations for audit assignments
- Curious and willing to discover all aspects of the bank, with the ambition to advance your career in an international environment.
- Fluent in Italian and English with excellent verbal and written skills. Proficiency in German or French would be well regarded
- Willing to travel at least 30% of the time, mainly in other WM Europe locations

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Contact Details**
- UBS Recruiting Italy

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Auditor Global Wealth Managemen

  • Internship - Cio Global Investment Management

    4 settimane fa

    Milano, Italia UBS A tempo pieno

    Italy - Business management, amministrazione e supporto - Global Wealth Management **ID autom.** - 291709BR **Città** - Milano **Tipo di impiego** - Tempo pieno **Il ruolo** - Are you interested in working as part of a team in an international and dynamic environment? Do you have excellent analytical and problem-solving skills? - In this internship,...

  • Curricular Internship

    4 settimane fa

    Milano, Italia UniCredit Bank A tempo pieno

    Posizione **Area description** - We are offering a 6 months curricular internship in - ** Business Advisory, **within the - ** Wealth Advisory Department**. This structure provides support to the PMe Wealth Management Banker’s network with reference to customer-entrepreneurs by introducing all the services and products made available by the UniCredit...

  • Auditor/lead Auditor Saldatura

    4 settimane fa

    Milano, Italia Icim Spa 1 A tempo pieno

    ICIM SpA è l'ente di certificazione indipendente che vede ANIMA Confindustria come socio di maggioranza. Appartiene ad ICIM Group, la holding che si propone alle imprese come un unico interlocutore per i servizi di certificazione, formazione, consulenza e testing: soluzioni tra loro integrate per aumentare la competitività delle aziende sui mercati...

  • Auditor/lead Auditor Sistemi di Gestione

    4 settimane fa

    Milano, Italia Icim Spa 1 A tempo pieno

    ICIM SpA è l'ente di certificazione indipendente che vede ANIMA Confindustria come socio di maggioranza. Appartiene ad ICIM Group, la holding che si propone alle imprese come un unico interlocutore per i servizi di certificazione, formazione, consulenza e testing: soluzioni tra loro integrate per aumentare la competitività delle aziende sui mercati...

  • Middle Office

    6 giorni fa

    Milano, Italia Adecco Italia A tempo pieno

    Adecco Credit and Banking is hiring for a leading global financial services group a Middle Office - Wealth Management The role should include the below activities: - Be the primary point of contact for all administrative procedures and queries raised either directly by clients or Client Advisers - Ensure that queries/questions are resolved in line with...

  • Middle Office

    6 giorni fa

    Milano, Italia Adecco Italia A tempo pieno

    Adecco Credit and Banking is hiring for a leading global financial services group a Middle Office - Wealth Management The role should include the below activities: - Be the primary point of contact for all administrative procedures and queries raised either directly by clients or Client Advisers - Ensure that queries/questions are resolved in line with...

  • Junior Credit Risk Officer

    4 settimane fa

    Milano, Italia Indosuez Wealth Management A tempo pieno

    Description du poste - The Risk & Permanent control department is looking for a figure who will support the team members in carrying out credit risk management activities with regard to the branch's customers in accordance with the bank's risk policy and in compliance with the applicable internal and external regulations. If necessary, the activity will also...

  • Business Analyst

    2 settimane fa

    Milano, Italia Oliver James Associates Ltd. A tempo pieno

    Per primaria realtà Banking italiana ricerco un Business Analyst - Wealth & Asset Management .Il profilo verrà inserito nell'area IT Asset Management di gruppo. È necessario che abbia maturato una solida sperienza in ambito Private Banking: deposito titoli, consulenza su risparmio amministrato, gestioni patrimoniali, fondi comuni, prestito titoli, polizze...

  • Business Analyst

    2 settimane fa

    Milano, Italia Oliver James Associates Ltd. A tempo pieno

    Per primaria realtà Banking italiana ricerco unBusiness Analyst - Wealth & Asset Management .Il profilo verrà inserito nell'area IT Asset Management di gruppo. È necessario che abbia maturato una solida sperienza in ambito Private Banking: deposito titoli, consulenza su risparmio amministrato, gestioni patrimoniali, fondi comuni, prestito titoli, polizze...

  • Business Analyst

    2 settimane fa

    Milano, Italia Oliver James Associates Ltd. A tempo pieno

    Per primaria realtà Banking italiana ricerco un Business Analyst - Wealth & Asset Management . Il profilo verrà inserito nell'area IT Asset Management di gruppo. È necessario che abbia maturato una solida sperienza in ambito Private Banking: deposito titoli, consulenza su risparmio amministrato, gestioni patrimoniali, fondi comuni, prestito titoli,...

  • Team Sales Assistant

    1 settimana fa

    Milano, Italia Adecco Italia A tempo pieno

    Adecco Credit and Banking is hiring for a leading global financial services group a Team Sales Assistant - Wealth Management The role should include the below activities: - Be the primary point of contact for all administrative procedures and queries raised either directly by clients or Client Advisers - Ensure that queries/questions are resolved in line...

  • Global Quality Auditor

    7 giorni fa

    Milano, Italia Viatris A tempo pieno

    7092 Mylan Italia S.r.l. At VIATRIS, we see healthcare not as it is but as it should be. We act courageously and are uniquely positioned to be a source of stability in a world of evolving healthcare needs. Viatris empowers people worldwide to live healthier at every stage of life. We do so via: Access - Providing high quality trusted medicines regardless...

  • Client Advisor Assistant

    5 giorni fa

    Milano, Italia Adecco Italia A tempo pieno

    Adecco Credit & Banking is hiring for an international bank, a Client Advisor Assistant - Wealth Management The Team: You’ll be working in the Middle Office team in Milan. As client advisor assistant you'll play an important role in our delivery of bespoke client services. Our combined efforts help manage, preserve and grow the wealth of our clients,...

  • Global Mobility Specialist

    6 giorni fa

    Milano, Italia Mazars Italia spa A tempo pieno

    In Mazars stiamo consolidando la nostra Global Mobility Practice e siamo alla ricerca di un/a Global Mobility Specialist che si unisca al nostro team di Milano. Apprezziamo persone appassionate e volenterose a cui piace collaborare con gli altri per trovare soluzioni a complicate sfide aziendali. Se stai cercando un ambiente imprenditoriale dove puoi...

  • Middle Office Bancario

    2 settimane fa

    Milano, Italia ADECCO ITALIA S.p.A. A tempo pieno

    Adecco Financial Services, filiale specializzata Credit & Banking, seleziona per primario Gruppo Bancario diffuso su tutto il territorio nazionale Middle Office Bancario - Private and Wealth Management Il/la candidato/a verrà inserito all'interno della divisione Private Banking & Wealth Management con il principale compito di supportare le attività...

  • Lead Auditor Multischeme

    4 settimane fa

    Milano, Italia DNV A tempo pieno

    **About us**: We are the independent expert in assurance and risk management. Driven by our purpose, to safeguard life, property, and the environment, we empower our customers and their stakeholders with facts and reliable insights so that critical decisions can be made with confidence. As a trusted voice for many of the world’s most successful...

  • Lead Auditor Multischeme

    5 giorni fa

    Milano, Italia Det Norske Veritas A tempo pieno

    Job Description Multischeme Lead Auditor is the figure who, within the Audit Group, possesses the knowledge and skills necessary to coordinate and conduct 3rd party audits (certification audit) with demonstrated experience in ISO 9001/ISO 14001/ISO 45001 schemes. Location: Milano, Lombardia, Italy. In the role, a Lead Auditor will: Proceed with regular...

  • Middle Office Bancario

    5 giorni fa

    Milano, Italia Adecco Italia A tempo pieno

    Adecco Financial Services, filiale specializzata Credit & Banking, seleziona per primario Gruppo Bancario diffuso su tutto il territorio nazionale Middle Office Bancario - Wealth Management - Milano L'attività prevede principalmente: - Gestione autonoma, affidabile e tempestiva di tutte le fasi di apertura conto corrente, client onboarding, chiusura dei...

  • Portfolio Management Analyst

    7 giorni fa

    Milano, Italia Generali Global Corporate & Commercial A tempo pieno

    Generali is a major player in the global insurance industry - a strategic and highly important sector for the growth, development and welfare of modern societies. Over almost 200 years, we have built a multinational group that is present in more than 60 countries, with 470 companies and nearly 80,000 employees. Our group aims to become the standard bearer...

  • Private Client Lending Manager

    1 settimana fa

    Milano, Italia Rothschild & Co A tempo pieno

    About Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...