Compliance Specialist
1 settimana fa
To achieve this objective, we execute a strategy that combines an investor's attention to capital allocation with the hands-on approach of an operator. We acquire a digital business with untapped potential and make it as successful as we can by leveraging our platform, which comprises our expertise, technologies, data, brand, talents, and company culture. Then, we invest the proceeds into making our platform more powerful, and into acquiring new businesses. Thus, our strategy sees us combine an investor's attention to capital allocation with the hands-on approach of an operator.
A few examples of your responsibilities:
- Draft, implement, review, and optimize all of our internal policies to lower the risk of any legal breach by our company or a team member.
- Be the first responder if there's a compliance breach.
- Ensure an effective risk assessment and management process. Just a few of the tasks you'll deal with: identify potential risks, assess their likelihood and impact, develop customized mitigation plans, constantly improving them and track mitigation effectiveness.
- Draft and lead a SOX compliance program, overseeing internal control evaluations and testing to ensure adherence to regulations.
- Provide regular updates to senior management highlighting effectiveness of the compliance program, risks and trends.
- Train fellow Spooners on compliance-related topics.
- Engage with external stakeholders and regulatory authorities.
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