VIE Compliance specialist
3 giorni fa
Compliance department ensures adherence to regulatory standards and internal policies. We are looking for a VIE to join our team.Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments). Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross‑trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021). Review personal transactions and monitor compliance with gifts & benefits policies. Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest. Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences. Develop and automate internal controls and design new control frameworks. Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies. Prepare periodic reports for internal corporate bodies and committeesVIE Profile Degree in Finance/Economics 0-2 years of experience Past experience related to innovative topics, automation and programming, it’s considered a plus Required skillsStrong analytical skills Time management Financial knowledge in terms of investments processes, trading and securities master data Excellent knowledge of Microsoft OfficeLanguages Fluent in English; Italian is a plus Seniority level Entry level Employment type Contract Job function Analyst and Management #J-18808-Ljbffr
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VIE Compliance
7 giorni fa
Via Milano, Italia Crédit Agricole Group A tempo pienoA leading financial institution in Milan is seeking a VIE to join their compliance team. The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards. Responsibilities include analyzing distributor activity and supervising MiFID-related controls. This position offers an...
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VIE Compliance specialist M/F
7 giorni fa
Via Milano, Italia Crédit Agricole Group A tempo pienoCompliance department ensures adherence to regulatory standards and internal policies.We are looking for a VIE to join our team.Main tasksOversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).Perform second‑level controls focusing on best execution, proper order handling, trade allocation,...
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VIE Compliance specialist
3 giorni fa
Via Milano, Italia Amundi A tempo pienoCompliance department ensures adherence to regulatory standards and internal policies.We are looking for a VIE to join our team.Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).Perform second‑level controls focusing on best execution, proper order handling, trade allocation,...
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Vie Compliance
7 giorni fa
Milano, Italia Crédit Agricole Group A tempo pienoA leading financial institution in Milan is seeking a VIE to join their compliance team.The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards.Responsibilities include analyzing distributor activity and supervising MiFID-related controls.This position offers an opportunity...
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VIE Compliance
1 settimana fa
Milano, Italia Crédit Agricole Group A tempo pienoA leading financial institution in Milan is seeking a VIE to join their compliance team. The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards. Responsibilities include analyzing distributor activity and supervising MiFID-related controls. This position offers an...
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Investment Compliance Analyst
3 giorni fa
Via Milano, Italia Amundi A tempo pienoA financial services company based in Milan is seeking an entry-level VIE to join their compliance department. Candidates should have a degree in Finance or Economics and possess strong analytical skills, time management capabilities, and knowledge of investment processes. Responsibilities include overseeing the investment process, performing compliance...
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Vie Compliance Specialist M/F
1 settimana fa
Milano, Italia Amundi A tempo pienoDescription du poste Compliance department ensures adherence to regulatory standards and internal policies.We are looking for a VIE to join our team.Main tasks: Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).Perform secondlevel controls focusing on best execution, proper order handling,...
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VIE Compliance specialist
3 giorni fa
Milano, Italia Amundi A tempo pienoCompliance department ensures adherence to regulatory standards and internal policies. We are looking for a VIE to join our team. Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments). Perform second‑level controls focusing on best execution, proper order handling, trade allocation,...
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Compliance Junior Specialist
2 giorni fa
Milano, Italia Compliance A tempo pienoSiamo alla ricerca di una figura di Junior Specialist da inserire nel nostro team di Compliance, funzione trasversale per Banca Ifis e le sue Società.Ricoprendo questo ruolo, avrai l'opportunità di essere coinvolto con livelli di responsabilità crescenti nello svolgimento delle attività riguardanti la consulenza operativa alle strutture e lo svolgimento...
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Vie Compliance Specialist M/F
7 giorni fa
Milano, Italia Crédit Agricole Group A tempo pienoCompliance department ensures adherence to regulatory standards and internal policies.We are looking for a VIE to join our team.Main tasksOversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).Perform second-level controls focusing on best execution, proper order handling, trade allocation,...