Compliance Officer Italy 100%

Compliance Officer Italy 100% (m,f,d) page is loaded## Compliance Officer Italy 100% (m,f,d)locations: Milantime type: Full timeposted on: Posted Todayjob requisition id: r-*****At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth.Let's shape the future of wealth management together.The role acts as a compliance advisor within the entity in connection with Italian and European financial regulations, and in particular to regulations related to insurance brokerage activities.This includes the performance of thematic regulatory reviews and the provision of expert support in relation to regulatory changes.In addition to this, the Compliance Officer Italy (COI) collaborates with the Consolidated Supervision Team in the monitoring of the business and contribute to the performance of second-line-of-defense controls..The role reports directly to the Head of Products & Services Compliance of Bank Julius Baer Europe S.A. Additionally, the COI reports to the CMLRO, supporting him for compliance/AML topics related to the Italian branch.## **YOUR CHALLENGE**## *General/ Compliance Culture** Ensure the compliance of BJBE with applicable banking and securities laws, regulations and internal guidelines regarding financial regulation, and in particular to insurance-related rules (i.e. IDD).Ensure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and procedures*Relationship with Regulators and Authorities** Support the CMLRO and Head of Products & Services Compliance in maintaining a sound and regular relationship with the Italian authorities and other relevant regulators and ensure the respect of the reporting to the local regulators## *Compliance Advisory Service** Provide advice to and liaise with BJBE Management on compliance related matters* Provide advice on regulatory compliance matters to the business and the senior management* Draft and review compliance guidance and internal policies/procedures* Participate in projects addressing new regulatory initiatives and contribute to the enhancement of regulatory processes* Update BJBE Management in the location on any regulatory changes with relevance to their respective area of responsibility* Participate in the new business activities process as a regulatory advisor* Ensure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and procedures## *Compliance Programme** Implement and maintain all relevant global standards as defined in the Global Julius Baer Compliance Program in BJBE under consideration of the relevant local regulations and laws* Analyse periodically the business activities in the local entity in order to assess the existing compliance risks* Conduct appropriate controls following the "Three-Lines-of-Defence-Model" and ensure that the number and design of controls is commensurate with the level of risks (risk based approach)* Provide Management assurance by periodically testing the adherence to compliance rules* Prepare regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes## **YOUR PROFILE*** Master ´s degree in Economics, Finance or Legal* At least 3 years of relevant experience in the European financial industry (audit, banking..)* Good understanding of European financial laws and regulations and in particular of insurance-related rules (i.e. IDD)* Excellent analytical qualities and problem-solving mind-set to define efficient compliance solutions to regulatory needs* Excellent verbal and writing skills in English and Italian to prepare clear, concise reports with minimal supervision.Additional languages are considered as an asset.* Detail oriented and demonstrate a high readiness of mind* Ability to work under pressure, autonomously and within a team* Ability to go along with different cultural backgrounds## ## Personal and social* Passionate with appetite for driving and implementing change with both a control and a service mind-set* Ability to deep dive and tackle topics "hands on" when required* Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally* Strong negotiator* Strong ability to define and lead the implementation of pragmatic and effective solutions## Professional and Technical* Experienced Compliance officer with significant experience in terms of EU regulations and Italian regulation more specifically* Significant experience in the international wealth management industry (HNWI, UHNWI)* Detailed knowledge of investment services regulations with a particular focus on the insurance products* Experience in dealing with regulators and respective requests* Project management experience as leader and project memberWe are looking forward to receiving your full job application through our online application tool.Further interesting job opportunities can be found on our .**job alert** by creating a candidate account .**The** **international reference in wealth management**Julius Baer is the leading Swiss wealth management group.We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them – in their business and personal life, today and for future generations.Headquartered in Zurich, we are present in around 60 locations worldwide, including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo.At Julius Baer our employees enjoy the benefits of a global company with the support and collegiality of a much smaller one.We are growing quickly, but we remain dedicated to maintaining our accessible structure with flat hierarchies, and approachable and supportive leaders.With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients.Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners.**Committed to your success**Whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme, or providing first-class opportunities for experienced professionals, we look after our employees.We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes.For more information visit or contact us via the .For recruiting agents, please see the additional information .#J-*****-Ljbffr