Compliance Officer

5 giorni fa

Milano, Italia Lombard Odier & Cie A tempo pieno

A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all underpinned by our Rethink Everything philosophy. Our colleagues are the foundation of our success. We employ people at different life stages, from graduates to executive level leaders. The one thing they all have in common is that they seek to challenge the status quo, are imaginative and have the ability to offer a fresh perspective.

Lombard Odier (Europe) SA (further: “LOESA”) is looking for a Compliance Officer to manage the Compliance topics of the Italian branch, based in Milan. and the LOESA head-office Compliance activities.

1. Key Responsibilities:
Compliance function Italian Branch only

1. Act as MLRO (Money Laundering Responsible Officer) of the branch towards the local authorities

2. Interpret Italian compliance regulations, in particular related to Investment compliance, conduct training and disseminate appropriate compliance awareness / policies to staff

3. Be the point of contact with the Italian supervisory authorities in the areas of Compliance

4. Focal point for all requests related to Bank of Italy, Consob and Agenzia delle Entrate regulatory reporting.

Compliance function Italian & Luxembourgish Branch

2. Validation of clients in the frame of the on-boarding of Private Banking clients

3. Regular review of PEP’s / Very High risk / High-risk clients and present to the appropriate body

4. Provide advice in relation to the business units and manage re-classification requests

5. Provide advice and support, in relation to all AML matters, to: Front Office, Credit department, Client Lifecycle Management and other teams in relation to joint functions

6. Provide necessary support to Audit and Operational risk, ensure effective and timely implementation of audit issues

7. Ensure update of AML/CTF related policies/procedures and provide input to other policies/procedures where Compliance expertise is required

8. Cooperate with the Front Office in a timely manner in order to adhere to both regulatory and policy requirements while considering the business objectives

9. Ensure keeping orderly audit trail of the activities and escalating violations

2. Desired Profile:
- Bachelor's or Master's Degree in Law or Economics- 7-10 years’ experience as compliance advisor, lawyer or senior compliance executive (prior experience in Investment Compliance is key)- Excellent drafting and analytical skills- Strong sense of initiative with the ability to develop “work-around” solutions- Strong commercial understanding and approach- Flexible- Results-oriented- Motivated and task-focused with the ability to meet tight deadlines- Excellent written and verbal communications skills.- Excellent organizational skills- Proficiency in Italian and English is a must have. Any other language (like French) would constitute a distinctive advantage.

If you recognise yourself in this description, then please do apply. We look forward to hearing from you.

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