Compliance Officer

2 giorni fa

Milano, Lombardia, Italia Saxo Bank A tempo pieno
About the Job

We are seeking a highly skilled Compliance & AML Specialist to join our team at Saxo Bank in Milan, Italy. As a key member of our Compliance and AML function, you will play a crucial role in supporting the business in meeting regulatory requirements in an international environment.

The successful candidate will have a strong background in compliance and risk management, with a proven track record of identifying and mitigating compliance and AML risks. You will be responsible for assessing compliance and AML risks, providing advisory and monitoring activities, assisting with reporting, and developing the BG SAXO compliance and AML framework and governance.

Responsibilities
  • Identify applicable rules for BG SAXO (MiFID II, Market Abuse, AML, Privacy etc.) and risk areas of non-compliance
  • Perform compliance and AML risk assessments
  • Provide advice and compliance/AML opinions to the business and other functions to prevent compliance/AML risks
  • Conduct compliance and AML monitoring activities (annual plan)
  • Contribute to regular compliance/AML reporting to the CEO and to the BoD of BG SAXO
  • Cooperate with other Compliance & AML teams within Saxo Group
  • Second level analysis in relation to CDD and ODD processes
  • Draft and update the BG SAXO's policies and procedures
  • Reviewing AML/Market Abuse suspicion alerts and, if necessary, prepare reports to the relevant authorities
  • Approval of marketing contents, including contractual documentation
Your Profile

We are looking for a colleague with an open and positive attitude to join our team, someone who is a great team player and someone who has a proactive approach to their work.

The ideal candidate will have a BSc/Master in Economy or Law with at least 4/5 years' experience within Compliance or AML Function of banks, investment firms, SGR or within consulting firm or law firms.

English on a high level is important, both in speaking and in writing.

About Saxo Bank

At Saxo, we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success.

We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations.

When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.

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